Dr. Kumail Abdul Baqi Al Khabouri
Muscat,Oman
Summary
Strategic Legal Advisor and Certified Compliance Officer with a PhD in Law, specialising in corporate governance and regulatory compliance. Delivered legal guidance to executive management, developed governance frameworks, and strengthened compliance in regulated institutions. Expertise in legal risk assessment, regulatory reporting, and policy development, informed by peer-reviewed research in digital evidence and financial regulation.
Overview
1
1
Certification
8
8
years of professional experience
Work history
Executive Compliance Officer
Muscat Stock Exchange
2022.11 - 2026.07
- Advise executive management on legal, governance, and regulatory matters to support strategic and operational decision-making.
- Lead legal review of contracts, memoranda of understanding (MOUs), and corporate legal documents to ensure regulatory compliance and mitigate legal risks.
- Implemented and monitored compliance programs aligned with Financial Services Authority (FSA) requirements and Oman Investment Authority (OIA) Governance Framework.
- Conduct compliance reviews and monitoring activities to assess adherence to internal policies, regulatory obligations, and governance requirements.
- Coordinate with Risk Management, Internal Audit, and business units to identify legal and regulatory compliance issues and recommend corrective actions.
- Support Board and Board Committee governance activities through legal review, governance documentation, and regulatory compliance advice.
- Prepare legal opinions, regulatory reports, and official responses to supervisory and regulatory authorities.
- Develop, review, and update corporate policies, governance frameworks, and internal bylaws in alignment with applicable regulatory requirements.
- Drafted regulatory procedures, governance documents, and operational legal frameworks to support capital market activities.
- Provides legal, regulatory, and compliance advisory services within Oman’s capital market infrastructure, supporting corporate governance, regulatory compliance, legal drafting, contract management, and Board-related governance matters while coordinating with executive management and regulatory authorities.
- Acted as legal and compliance focal point for Muscat Stock Exchange and Muscat Clearing & Depository Company, providing legal advisory, governance support, and regulatory compliance oversight in line with Financial Services Authority (FSA) requirements and Oman Investment Authority (OIA) Governance Framework.
- Drove innovation within organisation with creative problem-solving strategies.
Compliance Officer
National Bank of Oman
2020.08 - 2022.10
- Supported Bank’s regulatory compliance framework by providing legal and compliance advisory services, conducting compliance monitoring and regulatory reviews, assessing legal and regulatory risks, and contributing to enhancement of internal compliance policies in accordance with applicable banking regulations and international compliance standards.
- Conducted compliance monitoring and regulatory reviews, assessing adherence to banking laws, regulations, and internal policies to identify areas for improvement.
- Reviewed and enhanced internal compliance policies and procedures, strengthening Bank’s compliance framework to ensure alignment with regulatory requirements.
- Conducted legal and regulatory risk assessments relating to banking operations and recommended appropriate mitigation measures.
- Participated in AML/CFT compliance reviews, customer due diligence assessments, and financial crime risk monitoring.
- Collaborated with Risk Management and business units to identify regulatory compliance gaps and implement corrective actions.
- Prepared compliance and regulatory reports, enabling senior management to monitor compliance risks and stay informed on regulatory developments.
- Delivered compliance awareness sessions and regulatory guidance to employees on legal and compliance obligations.
- Performed legal and regulatory research to support business units in interpreting compliance obligations and regulatory requirements.
- Drafted, reviewed, and negotiated contracts and legal agreements with external stakeholders to ensure legal and regulatory compliance.
Legal Advisor
Ibrahim Al Lawati Advocates & Legal Consultants
2019.03 - 2020.08
- Acted as a licensed lawyer before Primary Courts in the Sultanate of Oman, providing legal advisory services to corporate and individual clients across commercial, corporate, civil, labor, and regulatory matters. Delivered strategic legal advice, drafted and negotiated legal documents, represented clients before judicial authorities, and supported organizations in corporate governance, regulatory compliance, and legal risk management.
- Licensed to practice before Primary Courts in the Sultanate of Oman, representing clients in civil, commercial, labor, and administrative matters.
- Represented clients before courts, arbitral tribunals, and government authorities, safeguarding their legal and commercial interests.
- Delivered legal advice and practical solutions on commercial, corporate, employment, and regulatory issues, enhancing client decision-making.
- Advised corporate clients on governance frameworks, regulatory compliance, and statutory obligations.
- Drafted, reviewed, and negotiated commercial contracts, legal agreements, memoranda, and corporate legal documentation.
- Drafted legal opinions, memoranda, due diligence reports, and legal correspondence, facilitating informed business and legal decisions.
- Negotiated settlements and dispute resolution agreements to achieve practical and commercially sound outcomes.
- Supported clients in procurement and contract management, ensuring compliance with applicable laws and regulations to mitigate legal risks.
- Supported senior lawyers in developing legal strategies for complex commercial disputes and regulatory matters.
Legal Advisor
Shaksy Engineering Services
2018.08 - 2019.03
- Provided legal advisory services to leading engineering services company, supporting management on construction, commercial, contractual, and employment law matters. Assisted in contract administration, legal documentation, dispute prevention, and regulatory compliance to safeguard Company's legal and commercial interests.
- Drafted, reviewed, and negotiated construction contracts, commercial agreements, subcontractor agreements, and other legal documentation.
- Advised management on construction, commercial, contractual, and employment law matters, ensuring informed decision-making.
- Reviewed contractual obligations, identified legal risks, and recommended practical solutions to enhance contract administration.
- Participated in contract negotiations and dispute resolution processes to protect Company's legal and commercial interests.
- Guided management on legal compliance requirements to align business operations and contractual relationships with regulatory standards.
- Contributed to mitigation of contractual and legal risks through proactive legal review and advisory support.
- Prepared legal opinions, memoranda, and correspondence relating to contractual and regulatory matters.
- Assisted management in tender-related legal matters and procurement documentation.
Education
Doctor of Philosophy (PhD) - Law
Master of Laws (LL.M.) -
Al Buraimi University College
Sultanate of OmanBachelor of Law - undefined
Sohar University
Sultanate of OmanSkills
- Compliance audits
- Governance compliance
- AML compliance
- Risk assessment
- Controls implementation
- Reporting strategies
- Legal advisory services
- Bylaw development
- Contract drafting and negotiation
- Commercial negotiation
- Capital markets expertise
- Commercial arbitration
Certification
- Certified Compliance Officer (CCO)
- Certified Arbitrator
- Licensed Legal Advisor
- Advanced Certificate in Governance, Risk & Compliance (GRC)
Selected Publications
- The Legal Regime of the Strait of Hormuz Journal of Palestine Ahliya University for Research and Studies, Vol. 5, Issue 2, August 2026.
- Legal Governance of Artificial Intelligence in Financial Market Infrastructure: An Analytical and Comparative Legal Study in Light of Financial Stability and Market Integrity Requirements International Journal of Scientific Publishing, Vol. 6, Issue 2, May 2026.
- The Legal Framework Governing Unmanned Aerial Vehicles (Drones) under Omani Law Arab Journal of Humanities and Social Studies, Issue 9, May 2026.
- The Legal Effects of Acquiring Nationality by Ships under Omani Maritime Law Saudi Journal of Educational and Humanitarian Studies, Vol. 2, Issue 2, April 2026.
- The Legal Protection of the Insured under Insurance Contracts: A Comparative Study under Omani Law Jeel Journal of Comparative Studies, Issue 27, February 2026.
- The Legal Recognition of the Evidentiary Value of Electronic Signatures in Proof at the International and National Levels Journal of Legal and Economic Researches, Faculty of Law, Mansoura University, Issue 93, September 2025.
Specialized Professional Development
- Governance & Compliance
- AML/CFT Risk-Based Approach for the Capital Market Sector
- AML/CFT Risk Management & High-Risk Customer Due Diligence
- Making Sure Your Business Complies with AML/CTF Obligations
- Anti-Bribery & Corruption
- Information Security Awareness (ISA)
- Business Continuity Management (BCM)
- Risk Management
- Enterprise Risk Management
- Advanced Financial Risk Management
- Operational Risk Assessment in Financial Institutions
- Risk Forecasting & Financial Market Analysis
- Arbitration & Legal Practice
- Institutional Arbitration – Oman Commercial Arbitration Centre
- Civil & Commercial Arbitration – Arab Institute for Legal Studies
Timeline
Executive Compliance Officer
Muscat Stock Exchange
2022.11 - 2026.07
Compliance Officer
National Bank of Oman
2020.08 - 2022.10
Legal Advisor
Ibrahim Al Lawati Advocates & Legal Consultants
2019.03 - 2020.08
Legal Advisor
Shaksy Engineering Services
2018.08 - 2019.03
Bachelor of Law - undefined
Sohar University
Doctor of Philosophy (PhD) - Law
Master of Laws (LL.M.) -
Al Buraimi University College